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IIIEthics

What should I do?

Kant's second great question concerns morality. His answer starts neither with commandments, feelings nor consequences — but with the will of the person acting.

Title page of the first edition of the Groundwork of the Metaphysics of Morals, Riga 1785
The “Groundwork of the Metaphysics of Morals” (Riga 1785) — Kant's slim foundation of ethics.Image: Immanuel Kant · Public domain · Wikimedia Commons

In 1785 Kant published the “Groundwork of the Metaphysics of Morals” — a short book with an enormous ambition: to identify and establish the supreme principle of morality, independent of worldviews, traditions and contingent experience. In three “transitions” it leads from everyday moral experience to philosophical justification. Its famous starting point is the good will: nothing in the world, or even beyond it, can be called good without qualification except a good will alone.

A good will is not good because of what it effects or accomplishes, because of its fitness to attain some proposed end, but only because of its volition, that is, it is good in itself.

Kant, Groundwork of the Metaphysics of Morals (1785), Ak. 4:394 — English translation

Talents such as wit and judgment, strengths of character such as courage, even happiness — all of these are only conditionally good for Kant: in the hands of a bad will they can do harm. The good will alone shines by its willing, not by its success. The course is set: morality is decided within, not by results.

Source: Wikipedia: Groundwork of the Metaphysics of Morals

From duty — not merely in conformity with duty

Whether an action has moral worth is decided, for Kant, not by its outcome but by its motive.

Kant's best-known illustration is the honest shopkeeper: a merchant who charges every customer the same fair price acts, outwardly, exactly as he should. But if he does so merely out of prudence — because honest shops win trust and returning customers — his action is only in conformity with duty: it matches what duty demands, while its motive is self-interest, and so it lacks moral worth. The very same action gains moral worth only when the merchant is honest because he refuses to cheat anyone — when he acts from duty, with the commercial benefits as a mere side effect.

One and the same visible action can thus carry a completely different moral weight, depending on the maxim behind it. Importantly, duty for Kant is no alien command from above: the obligation arises from one's own rational insight.

Sources: Wikipedia: Groundwork of the Metaphysics of Morals (duty, shopkeeper example, maxim) · Wikipedia: Categorical imperative

Motive X-ray

Two good deeds under the X-ray screen

An invented scene based on Kant's examples in the Groundwork (Ak. 4:397 f.). Kant quotations: our own translation from the German.

The shopkeeper gives a child change just as honestly as any adult.

in conformity with duty

The friend of humanity helps a neighbour because it gives her joy.

in conformity with duty

1 · Your verdict

Both do the decent thing. Which deed has more moral worth? Tap your answer.

Sources: Kant, Groundwork, Ak. 4:397 (German original, korpora.org) · Ak. 4:398 · Ak. 4:407 · Religion, Ak. 6:23 f. note · Schiller, “Gewissensskrupel” (German, Zeno.org) · Schiller, “Decisum” (German, Zeno.org) · Wikipedia: Groundwork of the Metaphysics of Morals · Wikipedia: On Grace and Dignity

The categorical imperative

How do I test whether my maxim is morally sound? Kant's answer is not a catalogue of commandments but a procedure.

Statements of “ought” are what Kant calls imperatives — and he distinguishes two fundamentally different kinds:

Hypothetical imperative
Binds only on condition of an end: “If you want to stay healthy, don't eat too much chocolate.” Such rules of skill and counsels of prudence oblige no one morally — give up the end and the rule lets go of you.
Categorical imperative
Commands unconditionally, independent of ends and inclinations. It obliges not through the content of an action but through its form — the universalisability of the maxim — and holds for every rational being.
The test
State your maxim → turn it, in thought, into a universal law → check for contradiction. If the maxim fails already in conception (if everyone made false promises, no promise would be believed — the very concept destroys itself), it violates a perfect duty; if it merely cannot be willed consistently, an imperfect one.
Not the golden rule
“Do as you would be done by” measures actions against one's own wishes. Kant dismissed it as trivial: it is merely derived from the categorical imperative and cannot be a universal law, since it grounds neither duties to oneself nor duties of love towards others (Ak. 4:430, footnote). The categorical imperative instead tests maxims against reason.

Sources: Wikipedia: Categorical imperative · Wikipedia: Groundwork of the Metaphysics of Morals

Kant insists there is only one categorical imperative. The famous formulas of the Groundwork light up the same principle from different sides:

  1. 1
    Universal law formula

    “Act only according to that maxim whereby you can at the same time will that it should become a universal law.” (Ak. 4:421) The basic formula: whatever is to count for me must be thinkable — and willable — as a law for everyone.

  2. 2
    Law of nature formula

    “Act as if the maxims of your action were to become through your will a universal law of nature.” (Ak. 4:421) A thought experiment: imagine a world in which your rule holds as exceptionlessly as gravity — does it still work?

  3. 3
    Humanity formula (end in itself)

    “Act in such a way that you treat humanity, whether in your own person or in the person of any other, never merely as a means to an end, but always at the same time as an end.” (Ak. 4:429) People must never be merely used — the core of what we now call human dignity.

  4. 4
    Autonomy and the kingdom of ends

    The will of every rational being is a universally legislating will: it obeys no alien law but its own — autonomy instead of heteronomy. And all self-legislators together form an ideal “kingdom of ends”, of which each agent should act as a lawgiving member.

Sources: Wikipedia: Categorical imperative (formulations); Kant quotations in English translation of the German original · Wikipedia: Groundwork of the Metaphysics of Morals

Try it: the triple maxim test bench

Got the theory? Send a maxim through three tests, one for each formula: law of nature, end in itself and kingdom of ends. Kant's own examples are included, plus a counter-test.

Triple maxim test bench

Does your rule hold as a law for everyone?

Pick a maxim. First commit to what you expect, then send it through three stations. Kant quotations: our own translation from the German; the short formulas stay close to Gregor's standard rendering (Cambridge edition).

When I am short of money, I borrow and promise to repay, although I know I never will.
Kant's example, Ak. 4:422

Your guess

What do you expect if everyone acts on this rule?

For the curious

Why do we act against such rules anyway? Kant: “if we attend to ourselves whenever we transgress a duty, we find that we do not actually will that our maxim should become a universal law”; “we merely take the liberty of making an exception to it for ourselves or (just this once) in favour of our inclination” (Ak. 4:424). The distinction between the two contradictions: some maxims “cannot even be conceived without contradiction as a universal law of nature”; with others “it is still impossible to will” that they become one (Ak. 4:424).

Sources: Kant, Groundwork, Ak. 4:421 (German original, korpora.org) · Ak. 4:422 · Ak. 4:423 · Ak. 4:424 · Ak. 4:398 · Ak. 4:429 · Ak. 4:430 · Ak. 4:433 · Ak. 4:436 · Wikipedia: Kingdom of Ends · Wikipedia: Categorical imperative · Wikipedia (in German): Kategorischer Imperativ (reception: Hegel)

The categorical imperative is often confused with the Golden Rule. Kant himself drew the line in a footnote of the Groundwork, with two cases you can test here.

The Golden Rule trap

Two people who get away with the Golden Rule

“Do not do to others what you would not want done to you.” That sounds like the categorical imperative. Kant objects in a footnote and names two cases himself (Ak. 4:430 note; our translation).

In court

A convicted man says to the judge: “You wouldn't want to go to prison either. So you must not sentence me.”

According to Kant's objection, can he appeal to the Golden Rule?

The indifferent man

Someone says: “I want help from nobody. In return, I help nobody either.”

According to Kant, does he violate the Golden Rule?

Sources: Kant, Groundwork, Ak. 4:430 note (German original, korpora.org) · Wikipedia: Golden Rule

Source: Wikipedia: Categorical imperative (the test procedure, Golden Rule)

Now your own maxim

You have worked through Kant's examples — what about a rule from your own everyday life? The tester puts Kant's questions to you one by one.

Embed this tool on your own website

Copy the HTML code to embed the interactive Maxim Tester via <iframe> in your article, blog or course page:

Source: Wikipedia: Categorical imperative (perfect and imperfect duty, formula of humanity)

Dilemma workshop: you first, then Kant

Eight cases, from the shopkeeper to the murderer at the door. You decide first; then you see Kant's verdict and, where one is documented, an opposing voice.

The Socratic mirror in the workshop is named after Socrates, who tested in conversation whether the convictions of the person he was talking to fitted together. The mirror does something similar with your own verdicts: if two of them pull in different directions, it puts them side by side and asks how the cases differ. It does not say which verdict is the right one.

Source: Wikipedia: Socratic method

The cases are told as short scenes based on Kant's writings; “Rolls at the baker's” applies his formula, Kant does not discuss that case.

Sources: Wikipedia: Utilitarianism · Wikipedia: Jeremy Bentham

Embed the Dilemma Workshop on your own website

Copy the HTML code to embed the interactive Dilemma Workshop via <iframe> in your article, blog or course page:

The Critique of Practical Reason

Three years after the Groundwork, Kant builds his ethics into a system — connecting morality, freedom and hope.

Title page of the first edition of the Critique of Practical Reason, Riga 1788
The “Critique of Practical Reason” (Riga 1788), the second of the three Critiques.Image: Immanuel Kant · Public domain · Wikimedia Commons

In 1788 the “Critique of Practical Reason” appeared. Its “fundamental law” restates the imperative: “Act in such a way that the maxim of your will could always hold at the same time as a principle of a universal legislation.” (Ak. 5:30, in translation) What is striking is how Kant grounds this law — he doesn't: our consciousness of the moral law is a “fact of reason” that cannot be derived from anything prior; it simply forces itself upon every rational being.

Freedom and the moral law support one another: freedom is the ground of being (ratio essendi) of the moral law — without freedom there could be no “ought”; the moral law, in turn, is the ground of cognition (ratio cognoscendi) of freedom — only through the undeniable “you ought” do I learn that I am free. And because the “highest good” — virtue together with the happiness proportionate to it — cannot be achieved by finite beings on their own, practical reason must postulate three things:

Freedom
Presupposed by the moral law itself: only a free will can act from duty — in practical life freedom is thereby real, even though it remains theoretically unprovable.
Immortality
Approaching perfect virtue is an endless progress — it demands an existence without end.
God
That virtue and happiness finally harmonise is beyond any human power to guarantee — a holy, intelligent cause of nature must be assumed for it.

Postulates are not proofs: Kant does not claim to know that God or immortality exist — practical reason merely has to assume them so that its own goal is no empty promise. The book then closes with one of the finest passages Kant ever wrote:

Two things fill the mind with ever new and increasing admiration and reverence, the oftener and more steadily we reflect on them: the starry heavens above me and the moral law within me.

Kant, Critique of Practical Reason (1788), Conclusion, Ak. 5:161 — English translation
Starry night sky above the Earth
“The starry heavens above me …” — the law of nature and the moral law, directly linked to the consciousness of one's own existence.Image: ESO/Y. Beletsky · CC BY 4.0 · Wikimedia Commons
NoteTwo things

Two things fill the mind with ever new and increasing admiration and reverence, the more often and the more steadily reflection is occupied with them: the starry heavens above me and the moral law within me.

Reference: Critique of Practical Reason (1788), conclusion, Ak. 5:161 · Read the original

The most famous sentence of the second Critique comes at the very end. The sky at the top of this site and the constellation in the logo allude to it.

Translation: Our own translation of the German original.

New in your logbook · See the collection

Source: Wikipedia: Critique of Practical Reason (fact of reason, postulates, conclusion)

Hard case: lying from benevolence?

How seriously Kant means the unconditional is shown by a short essay of 1797 — to this day one of the most debated passages in his work.

The French-Swiss thinker Benjamin Constant objected: a principle by which one would have to tell the truth even to a murderer asking whether the friend he is pursuing is hiding in one's house would make any society impossible. Duties correspond to rights — and no one has a right to a truth that harms others. The benevolent lie, Constant concluded, must be permitted.

Kant replied in 1797 with the essay known in English as “On a Supposed Right to Tell Lies from Benevolent Motives” — and did not budge: truthfulness is an unconditional duty of right, a sacred command of reason that no convenience may restrict (Ak. 8:427). A lie always harms — “if not some human being, then it nevertheless does harm to humanity in general, inasmuch as it vitiates the very source of right” (Ak. 8:426, in translation): whoever lies, however good the intention, undermines trust in declarations as such — the very foundation on which all right rests. Admitting exceptions, Kant argues, would destroy the universality that makes principles principles (Ak. 8:430).

In his essay Kant himself works through what may follow from a lie at the door, and arrives at an argument about liability for unforeseen consequences.

The murderer at the door

A knock at the door. What do you say?

Kant's case from the essay of 1797 (Ak. 8:425–427); the scene is filled in by us. Quotations: our own translation from the German.

Your friend has fled from a pursuer into your house. Now the pursuer is standing at the door and asks whether your friend is with you. He wants to kill him.

1 · Your move

Choose what you do.

Sources: Kant, On a Supposed Right to Tell Lies from Benevolent Motives, Ak. 8:425 (German original, korpora.org) · Ak. 8:426 · Ak. 8:427 · Wikipedia: On a Supposed Right to Lie Because of Philanthropic Concerns · Wikipedia: Benjamin Constant

Sources: Wikipedia: On a Supposed Right to Tell Lies from Benevolent Motives · Wikipedia (in German): Über ein vermeintes Recht aus Menschenliebe zu lügen (reception)

What remains of Kant's ethics

Hardly any moral philosopher is engaged with as intensely today — in agreement and in dissent.

The objections came early and stayed prominent: Hegel held the categorical imperative to be a merely formal principle that lets almost any content pass; Schopenhauer questioned whether the imperative is truly categorical at all, suspecting a hypothetical, even egoistic core, and doubted that there is more behind the “you ought” than a theological legacy; Kierkegaard worried that a will that is its own lawgiver, with no authority above it, leaves room for self-deception; and Constant's murderer at the door has never left the seminar room. Yet the imperative has been reworked rather than retired: Jürgen Habermas recast it as discourse ethics — testing no longer alone in one's own head, but dialogically, in a domination-free discourse of all those affected; Hans Jonas devised a new imperative for the technological age that includes the consequences of our actions for future generations. Two centuries of ethics have argued with Kant, and in arguing kept him at the centre of the field.

Longest-lasting of all is the humanity formula: that every person is an end in themselves and may never be merely a means — that dignity rests on the autonomy of giving oneself the law — remains the classic point of reference wherever human dignity and self-determination are argued about. How Kant moves from the moral law in the individual to right and to peace among states is the subject of chapter V; the aesthetic counterpart of his ethics follows in chapter IV.

Sources: Wikipedia: Categorical imperative (criticism and reception) · Wikipedia (in German): Kategorischer Imperativ (Hegel, Schopenhauer, Habermas, Jonas) · Wikipedia: Groundwork of the Metaphysics of Morals (autonomy and dignity)